Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • [FCA CF] Client dealing (1 Feb 2021 to 9 Mar 2026)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (1 Jul 2019 to 30 Jun 2020)
    • [FCA CF] Client dealing (1 Jul 2019 to 30 Jun 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (22 Jun 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 Mar 2008 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.