Robert Nicolas Plante

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF1 Director (9 Jun 2010 to 24 Aug 2012)
- CF21 Investment Adviser (20 Aug 2003 to 11 Jan 2005)
- CF26 Customer Trading (20 Aug 2003 to 8 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.