Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marsden Building Society
FRN 206050
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
- SMF1 Chief Executive (since 7 Mar 2016)
- CF3 Chief Executive (24 Mar 2011 to 6 Mar 2016)
- CF11 Money Laundering Reporting (27 Nov 2008 to 6 Mar 2016)
- CF1 Director (27 Nov 2008 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- Responsible for Insurance Mediation (20 Sep 2004 to 30 Sep 2018)
- CF17 Significant Mgt (Other Business Operations) (2 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.