Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Proprietary trader (4 Mar 2022 to 12 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 12 Jun 2024)
    • [FCA CF] Material risk taker (29 Oct 2020 to 1 Oct 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Mar 2022)
    • CF30 Customer (15 Feb 2013 to 6 Mar 2016)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • [FCA CF] Proprietary trader (4 Mar 2022 to 12 Jun 2024)
    • [FCA CF] Client dealing (4 May 2021 to 4 Mar 2022)
    • [FCA CF] Manager of certification employee (4 May 2021 to 12 Jun 2024)
    • [FCA CF] Material risk taker (4 May 2021 to 1 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.