Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jan 2021 to 29 Jun 2021)
- [FCA CF] Material risk taker (1 Jan 2021 to 29 Jun 2021)
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- [FCA CF] Client dealing (5 Oct 2020 to 5 Apr 2021)
- [FCA CF] Material risk taker (5 Oct 2020 to 5 Apr 2021)
- CF30 Customer (15 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Jan 2014)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Jan 2014)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.