Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Algorithmic trading (1 Nov 2023 to 10 Mar 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (14 Nov 2019 to 6 Jan 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (18 Mar 2013 to 4 Oct 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (18 Mar 2013 to 4 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.