Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Client dealing (since 1 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2023)
- [FCA CF] Material risk taker (since 1 Nov 2023)
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Algorithmic trading (1 Nov 2023 to 10 Mar 2026)
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- [FCA CF] Manager of certification employee (14 Nov 2019 to 6 Jan 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
- CF30 Customer (18 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (18 Mar 2013 to 4 Oct 2013)
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- CF30 Customer (18 Mar 2013 to 4 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.