Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (9 Feb 2011 to 31 Dec 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (9 Feb 2011 to 31 Dec 2012)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF28 Systems and controls (1 Nov 2007 to 23 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.