Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bounty Financial Planning Limited
FRN 968637
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
- Responsible for Insurance Distribution (since 7 Nov 2022)
- SMF16 Compliance Oversight (since 7 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Nov 2022)
- SMF3 Executive Director (since 7 Nov 2022)
- [FCA CF] Client dealing (since 7 Nov 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2022)
- CF30 Customer (15 Oct 2015 to 8 Dec 2019)
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- CF30 Customer (22 Sep 2008 to 28 Feb 2012)
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- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.