Robert Lightbody Milton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegis Financial Planning Limited

    FRN 624298

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (14 Mar 2008 to 2 Aug 2015)
    • CF30 Customer (1 Nov 2007 to 2 Aug 2015)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
  • Milton Associates (North West) Ltd (no longer approved here)

    FRN 215613

    • (4)Employed By (1 Dec 2001 to 2 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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