Robert Laurence Cook

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platinum Financial Consulting Limited

    FRN 827778

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 4 Dec 2019)
    • Responsibility for MCD Intermediation (since 4 Dec 2019)
    • CF30 Customer (4 Dec 2019 to 8 Dec 2019)
    • CF1 Director (4 Dec 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2019 to 8 Dec 2019)
  • Pension Income Planning Limited (no longer approved here)

    FRN 713438

    • (35)[FCA CF] Client dealing (17 Dec 2020 to 14 Jan 2026)
    • (36)[FCA CF] Functions requiring qualifications (17 Dec 2020 to 14 Jan 2026)
  • Platinum Financial Consultants (3229) (no longer approved here)

    FRN 207698

    • (1)Employed By (1 Dec 2001 to 13 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (35)[FCA CF] Client dealing at Pension Income Planning Limited

  2. controlled function added: (36)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited