Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 8 Sep 2023)
- [FCA CF] Manager of certification employee (13 Sep 2021 to 26 Apr 2023)
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- CF30 Customer (1 Nov 2007 to 10 Aug 2015)
- CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 17 Oct 2008)
- CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.