Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (16 May 2022 to 18 Aug 2023)
- [FCA CF] Client dealing (16 May 2022 to 18 Aug 2023)
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- CF4 Partner (AR) (20 Aug 2012 to 21 Dec 2012)
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- CF4 Partner (AR) (20 Aug 2012 to 21 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 1 Jun 2009)
- CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
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- (17)Employed By (8 May 2007 to 1 Jun 2009)
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- (2)Employed By (13 Apr 2005 to 7 Jun 2007)
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- (12)Employed By (1 Oct 1998 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.