Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C5 Capital Limited (no longer approved here)

    FRN 589771

    • CF10a CASS Oversight function (31 Aug 2017 to 26 Feb 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 2 Dec 2008)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 2 Dec 2008)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.