Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10a CASS Oversight function (31 Aug 2017 to 26 Feb 2019)
-
- CF30 Customer (1 Nov 2007 to 2 Dec 2008)
- CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 2 Dec 2008)
- CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.