Robert John Bailey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP

    FRN 499510

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 May 2012 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 22 Feb 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Dec 2003 to 31 Oct 2007)
    • CF26 Customer Trading (15 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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