Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
    • [FCA CF] Client dealing (since 23 Nov 2016)
    • [FCA CF] Manager of certification employee (17 Sep 2018 to 8 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2016 to 9 Sep 2021)
    • CF30 Customer (19 Mar 2010 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2019 to 9 Sep 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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