Robert James Slaughter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintuity Limited

    FRN 814106

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 1 Dec 2025)
  • Sussex Independent Financial Advisers Limited (no longer approved here)

    FRN 207490

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2025)
    • CF1 Director (20 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 13 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.