Robert Howard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ingard Independent Financial Management LLP

    FRN 460094

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2021)
    • [FCA CF] Client dealing (since 20 Jan 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (2 Sep 2011 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2007 to 8 Dec 2019)
  • Ingard Financial Limited (no longer approved here)

    FRN 450731

    • CF1 Director (1 Nov 2006 to 1 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.