Robert Hammond

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 12 May 2023)
    • [FCA CF] Client dealing (since 22 Feb 2023)
    • [FCA CF] Algorithmic trading (22 Feb 2023 to 13 Jul 2023)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 12 May 2023)
    • [FCA CF] Client dealing (since 22 Feb 2023)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Nov 2022)
    • CF30 Customer (27 Jul 2015 to 6 Mar 2016)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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