Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 3 Sep 2011)
    • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF26 Customer Trading (1 Feb 2007 to 3 May 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.