Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evelyn Partners Securities
FRN 124255
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Manager of certification employee (since 28 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Manager of certification employee (since 28 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Manager of certification employee (since 28 Feb 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
-
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Manager of certification employee (since 28 Feb 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Evelyn Partners Asset Management Limited
FRN 223074
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Manager of certification employee (since 28 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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Evelyn Partners Investment Management LLP
FRN 580531
- [FCA CF] Manager of certification employee (since 28 Feb 2023)
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Evelyn Partners Investment Services Limited
FRN 131816
- [FCA CF] Manager of certification employee (since 30 Jun 2022)
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HW Financial Services Limited
FRN 134190
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Evelyn Partners Financial Planning Limited
FRN 136414
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- [FCA CF] Manager of certification employee (30 Jun 2022 to 18 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.