Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alta Advisers Limited (no longer approved here)

    FRN 183239

    • CF30 Customer (1 Nov 2007 to 1 Jul 2015)
    • CF27 Investment Management (15 Mar 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Feb 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 1 Jul 2015)
    • CF3 Chief Executive (14 Jan 2005 to 1 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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