Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (13)Employed By (since 17 Mar 2020)
    • (28)Employed By (2 Aug 2017 to 17 Mar 2020)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 6 Mar 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • CF30 Customer (15 May 2013 to 14 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.