Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (since 10 Jul 2025)
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- SMF16 Compliance Oversight (since 17 Jan 2025)
- SMF4 Chief Risk (since 17 Jan 2025)
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- [FCA CF] Significant management (since 1 May 2022)
- [FCA CF] Client dealing (1 May 2022 to 2 May 2022)
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- SMF3 Executive Director (17 Sep 2021 to 30 Sep 2022)
- SMF24 Chief Operations (19 Aug 2019 to 18 Apr 2021)
- SMF1 Chief Executive (19 Aug 2019 to 17 Feb 2021)
- SMF4 Chief Risk (10 Dec 2018 to 19 Aug 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Nov 2018)
- SIMF1 Chief Executive Function (3 May 2018 to 5 Nov 2018)
- Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
- CF1 Director (AR) (6 Sep 2017 to 30 Sep 2022)
- SIMF4 Chief Risk Function (7 Mar 2016 to 3 May 2018)
- CF11 Money Laundering Reporting (5 Mar 2015 to 3 Jul 2018)
- CF10 Compliance Oversight (5 Mar 2015 to 3 Jul 2018)
- CF1 Director (5 Mar 2015 to 6 Mar 2016)
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- SMF1 Chief Executive (31 Aug 2021 to 30 Sep 2022)
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- SMF1 Chief Executive (31 Aug 2021 to 30 Sep 2022)
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- (3)Employed By (6 Sep 2017 to 30 Sep 2022)
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- SIMF4 Chief Risk Function (22 Jun 2016 to 30 Nov 2017)
- CF10 Compliance Oversight (22 Jun 2016 to 30 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.