Date authorised
5 March 2015
Companies House
09147885
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Gupta

    IRN AXG02684

    • Responsible for Insurance Mediation (12 Oct 2017 to 13 Mar 2018)
    • SIMF22 Chief Underwriting Officer Function (17 Aug 2016 to 13 Mar 2018)
  • Alexander Markendale Curry

    IRN AXC84357

    • [FCA CF] Significant management (4 May 2020 to 1 Sep 2023)
  • Arjun Thawani

    IRN AXT01781

    • CF1 Director (AR) (31 Oct 2016 to 6 Sep 2017)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 31 Aug 2017)
    • CF1 Director (5 Mar 2015 to 6 Mar 2016)
  • Barnabas John Hurst-Bannister

    IRN BJH01057

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 16 Apr 2020)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 16 Apr 2020)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (5 Mar 2015 to 6 Mar 2016)
  • Catherine Watts

    IRN CXW00316

    • [FCA CF] Significant management (since 1 Jun 2024)
  • Christian Heath Schirmer

    IRN CHS01086

    • CF1 Director (AR) (31 Oct 2016 to 4 Sep 2017)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 25 Aug 2017)
    • CF1 Director (5 Mar 2015 to 4 Sep 2017)
    • CF8 Apportionment and Oversight (5 Mar 2015 to 6 Mar 2016)
    • CF3 Chief Executive (5 Mar 2015 to 6 Mar 2016)
    • Responsible for Insurance Mediation (5 Mar 2015 to 4 Sep 2017)
  • Christopher David Forbes

    IRN CDF01013

    • SMF9 Chair of the Governing Body (since 1 Mar 2024)
  • Claire Louise Tanner

    IRN CXL00334

    • SMF3 Executive Director (since 3 Nov 2022)
    • [FCA CF] Significant management (5 Jul 2021 to 3 Nov 2022)
  • Colin Malcolm Grint

    IRN CMG01112

    • SMF1 Chief Executive (since 18 Feb 2021)
    • SMF24 Chief Operations (since 18 Feb 2021)
    • Responsible for Insurance Distribution (since 18 Feb 2021)
    • CF1 Director (AR) (since 10 Nov 2020)
    • SMF24 Chief Operations (21 Mar 2019 to 31 May 2019)
    • SMF1 Chief Executive (10 Dec 2018 to 31 May 2019)
    • SIMF1 Chief Executive Function (6 Nov 2018 to 9 Dec 2018)
    • Responsible for Insurance Distribution (6 Nov 2018 to 31 May 2019)
  • David Atkins

    IRN DXA01552

    • CF1 Director (AR) (since 11 Jan 2023)
    • SMF3 Executive Director (since 19 Apr 2021)
    • SMF24 Chief Operations (since 19 Apr 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.