Date authorised
5 March 2015
Companies House
09147885
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Gideon Marock

    IRN DXM02159

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 20 Jul 2018)
    • CF2 Non Executive Director (5 Mar 2015 to 6 Mar 2016)
  • David Philip Roberts

    IRN DXR01275

    • [FCA CF] Significant management (1 Oct 2021 to 7 Nov 2022)
  • Edward George Creasy

    IRN EGC01004

    • CF2 Non Executive Director (5 Mar 2015 to 25 Feb 2016)
  • Francis Albert Chu

    IRN FXC23173

    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Apr 2020)
  • Gemma Elaine Smyth

    IRN GXS23174

    • [FCA CF] Significant management (10 Dec 2018 to 6 Nov 2020)
  • Jeremy Paul Grose

    IRN JPG01154

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 16 Mar 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (12 Jul 2018 to 9 Dec 2018)
  • Jin Jiang

    IRN JXJ01379

    • [FCA CF] Significant management (1 Jul 2020 to 29 Sep 2023)
  • John Harvey White-Thomson

    IRN JHW01125

    • SMF5 Head of Internal Audit (10 Dec 2018 to 16 Mar 2020)
    • SIMF5 Head of Internal Audit Function (28 Apr 2016 to 9 Dec 2018)
  • John Marsh

    IRN JXM00335

    • [FCA CF] Significant management (1 Dec 2020 to 30 Jun 2021)
  • John Maxwell Percy Taylor

    IRN JMT01121

    • SMF9 Chair of the Governing Body (22 Apr 2020 to 29 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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