Robert Dale

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 29 Dec 2020)
- [FCA CF] Client dealing (since 5 Feb 2020)
Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Manager of certification employee (6 Mar 2018 to 5 Mar 2019)
- [FCA CF] Material risk taker (6 Mar 2018 to 5 Mar 2019)
- [FCA CF] Client dealing (6 Mar 2018 to 5 Mar 2019)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (9 Nov 2010 to 6 Mar 2016)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF30 Customer (30 Jul 2009 to 21 Oct 2010)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (26 Sep 2008 to 21 Oct 2010)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.