Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 8 Feb 2024)
- [FCA CF] Client dealing (since 8 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2024)
- CF30 Customer (20 Dec 2017 to 12 Feb 2024)
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- CF30 Customer (30 Jun 2014 to 31 Dec 2017)
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- CF30 Customer (29 Jun 2011 to 3 Dec 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.