Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nationwide Building Society
FRN 106078
- [FCA CF] Significant management (since 6 Sep 2024)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Jan 2025)
- [FCA CF] Significant management (7 Mar 2016 to 1 Aug 2023)
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- [FCA CF] Significant management (16 Jun 2025 to 2 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (16 Jun 2025 to 2 Apr 2026)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 12 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.