Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 6 Sep 2024)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jan 2025)
    • [FCA CF] Significant management (7 Mar 2016 to 1 Aug 2023)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Significant management (16 Jun 2025 to 2 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2025 to 2 Apr 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.