Robert Coleman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • [FCA CF] Material risk taker (7 Jun 2021 to 6 Mar 2022)
    • [FCA CF] Client dealing (7 Jun 2021 to 20 Feb 2023)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2019)
    • CF30 Customer (21 May 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Nov 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 21 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.