Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • CF30 Customer (28 Jul 2020 to 31 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2020)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.