Robert Charles Salter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFFINITY FINANCIAL ADVISORS LIMITED

    FRN 457234

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 22 Nov 2019)
    • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
  • Affinity Independent Financial Advisers Ltd (no longer approved here)

    FRN 227199

    • (9)Employed By (1 Aug 2003 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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