Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 11 Nov 2025)
- [FCA CF] Manager of certification employee (since 11 Nov 2025)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 18 Aug 2025)
- [FCA CF] Manager of certification employee (since 1 Aug 2023)
- [FCA CF] Client dealing (since 21 Feb 2017)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 18 Aug 2025)
- [FCA CF] Manager of certification employee (since 1 Aug 2023)
- [FCA CF] Client dealing (since 21 Feb 2017)
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- CF30 Customer (28 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (13 Jun 2012 to 12 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.