Robert Augustus Warren

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Julian Harris Financial Consultants (no longer approved here)
FRN 153566
- CF30 Customer (19 Feb 2013 to 25 Mar 2014)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (23 May 2009 to 31 Dec 2009)
PREMIER INDEPENDENT INVESTMENTS UK LIMITED (no longer approved here)
FRN 186697
- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2007 to 31 Oct 2007)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (8 Feb 2006 to 6 Jul 2007)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (14)Employed By (8 Feb 2006 to 6 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.