Robert Annand

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited
FRN 578614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
- [FCA CF] Client dealing (since 1 Oct 2024)
HW Financial Services Limited (no longer approved here)
FRN 134190
- CF30 Customer (4 Aug 2016 to 28 Jul 2017)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (19 Aug 2015 to 28 Jul 2017)
Affinity Financial Planning Ltd (no longer approved here)
FRN 208486
- (7)Employed By (8 Sep 2003 to 29 Aug 2005)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (30 Jul 2002 to 11 Jul 2003)
Bank Street Financial Consultancy (no longer approved here)
FRN 210868
- Employed By (8 Apr 2002 to 11 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.