Robert Angel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TPD Wealth Management Limited

    FRN 606559

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (8 Dec 2020 to 9 Dec 2020)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 10 Jun 2016)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2014 to 10 Jun 2016)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2014 to 10 Jun 2016)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 2 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.