Robert Andrew Yeung

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (16 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (8 Jan 2016 to 16 Aug 2019)
    • CF29 Significant management (8 Jan 2016 to 10 Jun 2016)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • SMF22 Other Local Responsibility (7 Mar 2016 to 16 Aug 2019)
    • CF30 Customer (8 Jan 2016 to 6 Mar 2016)
    • CF29 Significant management (8 Jan 2016 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (16 Jun 2004 to 25 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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