Robert Andrew Richardson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carpenter Rees Limited

    FRN 189740

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 6 May 2022)
    • [FCA CF] Functions requiring qualifications (since 6 May 2022)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • [FCA CF] Client dealing (11 Dec 2019 to 22 Apr 2022)
    • [FCA CF] Functions requiring qualifications (11 Dec 2019 to 22 Apr 2022)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2022)
    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.