Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brevan Howard Investment Management Limited (no longer approved here)

    FRN 1023447

    • [FCA CF] Client dealing (16 Oct 2025 to 5 Jan 2026)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (14 Apr 2023 to 6 Oct 2025)
    • [FCA CF] Manager of certification employee (28 Feb 2020 to 6 Oct 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (13 Mar 2019 to 6 Oct 2025)
    • [FCA CF] Manager of certification employee (12 Sep 2018 to 6 Oct 2025)
    • [FCA CF] Client dealing (4 Sep 2018 to 6 Oct 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.