Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Oct 2025 to 5 Jan 2026)
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- [FCA CF] Material risk taker (14 Apr 2023 to 6 Oct 2025)
- [FCA CF] Manager of certification employee (28 Feb 2020 to 6 Oct 2025)
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- [FCA CF] Material risk taker (13 Mar 2019 to 6 Oct 2025)
- [FCA CF] Manager of certification employee (12 Sep 2018 to 6 Oct 2025)
- [FCA CF] Client dealing (4 Sep 2018 to 6 Oct 2025)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.