Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (19 May 2021 to 5 Dec 2022)
- [FCA CF] Significant management (2 Nov 2020 to 14 Apr 2023)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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- [FCA CF] Material risk taker (19 May 2021 to 5 Dec 2022)
- [FCA CF] Significant management (2 Nov 2020 to 14 Apr 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 20 Dec 2002)
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- [FCA CF] Significant management (2 Nov 2020 to 14 Apr 2023)
- CF30 Customer (4 Mar 2009 to 8 Dec 2019)
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- SMF1 Chief Executive (9 Dec 2019 to 13 Jan 2021)
- SMF3 Executive Director (9 Dec 2019 to 13 Jan 2021)
- CF3 Chief Executive (10 Apr 2017 to 8 Dec 2019)
- CF1 Director (13 Feb 2014 to 8 Dec 2019)
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- SMF3 Executive Director (10 Dec 2018 to 7 Dec 2020)
- CF1 Director (27 Apr 2010 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.