Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
  • King Mortgages Ltd (no longer approved here)

    FRN 803561

    • Appointed representative dealing with clients for which they require qualification (5 Jan 2023 to 23 Apr 2024)
  • Capital Finance Brokers Limited (no longer approved here)

    FRN 943805

    • [FCA CF] Functions requiring qualifications (5 Jan 2022 to 17 Mar 2023)
  • PAUL ISHERWOOD LTD (no longer approved here)

    FRN 827929

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 20 Jun 2022)
  • RETIREMENT PLANNING (UK) LIMITED (no longer approved here)

    FRN 401320

    • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 12 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.