Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Oct 2020 to 24 May 2021)
- [FCA CF] Functions requiring qualifications (5 Oct 2020 to 24 May 2021)
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- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (16 Jan 2012 to 9 Sep 2013)
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- CF30 Customer (6 Jun 2011 to 19 Jan 2012)
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- CF30 Customer (20 Mar 2008 to 4 Mar 2011)
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- CF30 Customer (1 Nov 2007 to 25 Mar 2008)
- CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Mar 2006 to 9 Jan 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.