Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QSM Asset Management Ltd
FRN 1006213
- SMF1 Chief Executive (since 23 Jan 2024)
- SMF16 Compliance Oversight (since 23 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2024)
- SMF3 Executive Director (since 23 Jan 2024)
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- [FCA CF] Manager of certification employee (1 Jun 2023 to 21 Sep 2023)
- [FCA CF] Significant management (2 Jan 2023 to 21 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.