Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Significant management (1 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Client dealing (1 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (6 Dec 2016 to 8 Oct 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Jan 2019)
    • CF30 Customer (13 May 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2006)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF30 Customer (20 Sep 2011 to 11 Feb 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
    • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.