Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 14 Jun 2023)
    • [FCA CF] Manager of certification employee (30 Nov 2022 to 14 May 2023)
    • [FCA CF] Material risk taker (since 7 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2023)
    • [FCA CF] Manager of certification employee (since 30 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2023)
    • [FCA CF] Material risk taker (since 7 Mar 2023)
    • [FCA CF] Manager of certification employee (since 30 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (16 May 2003 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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