Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jones & Young Limited
FRN 950544
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Manager of certification employee (since 8 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 8 Feb 2022)
- Responsible for Insurance Distribution (since 17 Jan 2022)
- Responsibility for MCD Intermediation (since 17 Jan 2022)
- SMF16 Compliance Oversight (since 17 Jan 2022)
- SMF3 Executive Director (since 17 Jan 2022)
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- [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)
- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 17 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.