Date authorised
1 April 2013
Companies House
04311930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Beta Centre
    262 Ringwood Road
    Poole
    BH14 0RS
    UNITED KINGDOM
    Phone
    +441243776688
  • Complaints Contact

    1 Beta Centre
    262 Ringwood Road
    Poole
    BH14 0RS
    UNITED KINGDOM
    Phone
    +441243776688

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Benjamin Rowling

    IRN AXR00424

    • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 1 Feb 2024)
  • Andrew James McPherson

    IRN AJM01498

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 19 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 20 Apr 2016)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 2 Dec 2020)
    • [FCA CF] Significant management (1 Dec 2020 to 2 Dec 2020)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Andrew John Sutherland

    IRN AXS21409

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)
  • Andrew Joseph Gains

    IRN AJG01331

    • [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 May 2023)
  • Heather McPherson

    IRN HXM01199

    • CF1 Director (31 Oct 2004 to 18 Aug 2008)
  • Justin Troy Wiggins

    IRN JTW00011

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)
  • Konstantin Shabrov

    IRN KXS01460

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)
  • Mark Ian Hayman

    IRN MIH01060

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (1 Nov 2020 to 2 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
    • CF1 Director (9 Apr 2018 to 8 Dec 2019)
  • Neil Tarbet

    IRN NXT00058

    • [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Jan 2024)
  • Oliver Bishton

    IRN OXB00029

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.