Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (1 Dec 2020 to 2 Dec 2020)
  • Baggette & Company Wealth Management Limited (no longer approved here)

    FRN 522193

    • CF30 Customer (16 Aug 2010 to 1 Jun 2016)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • CF30 Customer (1 Jul 2009 to 14 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.