Richard William Stanley Carroll

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Infrastructure and Real Assets (Europe) Limited (no longer approved here)

    FRN 195652

    • [FCA CF] Manager of certification employee (22 Jul 2022 to 5 Nov 2024)
    • [FCA CF] Client dealing (26 May 2021 to 5 Nov 2024)
    • CF30 Customer (2 Mar 2011 to 30 Jun 2013)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.