Richard William Kaye Smart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Beechbrook Capital LLP
FRN 484833
- [FCA CF] Client dealing (since 4 Dec 2023)
- CF30 Customer (since 2 Dec 2023)
Beechbrook UK SME Credit Ltd
FRN 735951
- Employed By (since 2 Dec 2023)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [PRA CF] Significant risk taker or Material risk taker (16 Sep 2020 to 31 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.