Beechbrook Capital LLP

• Principal Place of Business

  38 St. Martin's Lane

  London

  Westminster

  WC2N 4ER

  UNITED KINGDOM

  Phone

  +4407496188874

  Web

  https://www.beechbrookcapital.com

• Complaints Contact

  38 St. Martin's Lane

  London

  Westminster

  WC2N 4ER

  UNITED KINGDOM

  Phone

  +4407496188874

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Douglas Alan Moore

  IRN ADM01244

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
  • CF30 Customer (31 Jul 2019 to 1 Sep 2022)
• Alan Cuong Chan Chu

  IRN CCC01072

  • SMF27 Partner (since 5 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2023)
  • CF30 Customer (18 Nov 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Nov 2014 to 8 Dec 2019)
• Alan O'Dea

  IRN AXO00316

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Christian Michael Heidl

  IRN CMH01091

  • [FCA CF] Client dealing (since 24 Sep 2025)
• Daire Gerard Creighan

  IRN DXC00583

  • CF30 Customer (19 Sep 2023 to 17 Nov 2023)
  • [FCA CF] Client dealing (9 Sep 2022 to 17 Nov 2023)
• David Carbery Merriman

  IRN DXM00498

  • SMF27 Partner (since 19 May 2023)
  • [FCA CF] Client dealing (since 15 May 2021)
• David Fitzgerald

  IRN DXF00322

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Elliot Gargan

  IRN EXG00253

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Emily Ann Woollaston

  IRN EXC00003

  • [FCA CF] Client dealing (1 Jun 2020 to 13 Sep 2023)
• Fiona-Jane MacGregor

  IRN FXM01103

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2022)
  • CF30 Customer (5 Feb 2018 to 8 Dec 2019)

• Beechbrook UK SME Credit Ltd

  FRN 735951 · Appointed 9 Feb 2016

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